- Advise and coordinate Initial Public Offering (IPO).
- Support listing of securities, both equity as well as debt instruments.
- Ensure compliance with all clauses of listing regulations for a listed company.
- Coordinate with SEBI and stock exchanges, RBI, ROC, NSDL/CDSL, other regulatory authorities to sort out legal issues on behalf of the company.
- Ensure compliance with Investor Protection Rules, Insider Trading & SEBI Takeover Regulations, the Depositories Act, 1996, and the other SEBI regulations for a listed company.
- Address matters of voluntary and compulsory delisting of securities from the Indian stock exchanges.
- Issue certificates as an independent practising company secretary.
- Prepare documents for seeking the lifting of suspension on listing and undertaking re-listing of securities on the stock exchange.
- Issue the quarterly secretarial audit certificate for reconciliation required under the notification issued by SEBI.
- Issue certificate for the transfer and dematerialisation of shares under the NSDL or CDSL bye-laws.
- Prepare and assist the company in preparing the quarterly shareholding pattern to submit to the stock exchanges.
- Advise the company on all the securities laws including the Securities Contract Regulation Act, the Securities and Exchange Board of India Act, Take Over Regulations, Insider Regulations, and so on.
- Coordinate with the Registrar and share transfer agents, stock exchange, depositories, and SEBI.
